ACI Operations Certificate challenging - 3I0-013무료 덤프문제 풀어보기

A. It need not be confirmed between the counterparties as the broker confirms it immediately with both counterparties

B. It should also be confirmed directly between the two counterparties

C. The dealer should obtain acknowledgement that the deal has been agreed to but may assume agreement to the trade in the absence of such acknowledgement

D. It is important to note that broker confirmations are bilateral confirmations between the principals of the trade

A. Buy or sell the currency of your choice

B. Swap a fixed leg into a variable leg

C. Arbitrage between deposits and forward points

D. Arbitrage between foreign exchange and interest rates

A. Archives

B. Internal Audit

C. Compliance

D. Operations

A. For multiple general financial institution transfers

B. For a foreign exchange confirmation

C. For a customer transfer

D. For a general financial institution transfer

A. Western Union

B. CME Group, Chicago

C. Monte Titoli, Milano

D. Eurocontrol, Brussels

A. Sell EUR/USD or GBP/USD spot

B. Deal Repos (Sale and Repurchase Agreements)

C. Deal Reverse Repos (Reverse Sale and Repurchase Agreements)

D. Place USD in torn next

A. 0.0001%

B. 0.1%

C. 0.01%

D. 1%

A. The funds must be in the nostro account of the beneficiary institution by the beginning of the next business day

B. The funds must be in the nostro account of the beneficiary institution by close of business on the agreed upon value date

C. The value of interest to be received is higher than the value of fees to be paid

D. The funds must be in the internal cash account of the clearing house by close of business on the agreed upon value date

A. MT 300, MT 320

B. MT400,MT950

C. MT 200, MT 100

D. MT300,MT950

A. Must wait for the decision of the issuer if he wants to convert his bond

B. Has the right to convert his bond

C. Has the obligation to convert the coupon into a variable or a fixed rate

D. Has the obligation to convert his bond

A. The taping of conversations between counterparties

B. Model signing-off and implementation controls

C. The separation between front/back office duties

D. The existence of contingency plans