ACAMS Certified Global Sanctions Specialist - CGSS무료 덤프문제 풀어보기

A. Government blocked persons and export restriction lists

B. Social media publications

C. Transaction activity review

D. Internal bank correspondence

E. News headlines

A. may continue the search, however, NGOs can be indirectly impacted by sanctions.

B. may continue the search, as NGOs are always exempt from sanctions for humanitarian activity.

C. may continue the search so long as it complies with the restrictions from its home country's jurisdiction.

D. should stop the search, as the use of designated banks is prohibited for NGOs.

A. Include products and services on the CDD

B. Conduct an analysis to determine if the match is a true match.

C. Include the regulatory documentation on the CDD

D. Perform CDD to maintain details on the customer relationship.

A. Convene a compliance committee to formally reprimand the customer for refusing to cooperate with an ongoing investigation in an effort to obtain the explanatory information.

B. Request that law enforcement serve a subpoena to the customer requiring the production of the requested explanatory information.

C. Reject the transaction, noting the discrepancies contained in the description of goods on the transport document, the invoice, and the payment order.

D. Provide the counterparty bank with an executed mutual legal assistance treaty to gather the requested explanatory information.

A. Foreign companies with US subsidiaries

B. Foreign financial institutions without a US nexus

C. Foreign persons in possession of US-origin goods

D. US persons, including all US citizens and permanent resident aliens

A. Check for applicable general licenses or exemptions.

B. Demand a specific license.

C. Reject the payment.

D. Review the counterparty.

A. Inform management that there would be no issue since the foreign affiliated subsidiary attested that sanctions due diligence was performed.

B. Cease shipments of goods from the US to sanctioned jurisdiction and implement a more robust sanctions compliance program.

C. Identify the purchase of dual-use goods as permissible since it involved a non-US subsidiary and shipped to non-US person.

D. Advise the subsidiary to conduct this activity through another non-US financial institution to avoid sanctions violations in the future.

A. The customer may be notified but the reason cannot be provided.

B. The customer may be notified and can be directed to the appropriate government authority.

C. The customer cannot be notified because it is prohibited under sanctions regulations.

D. The customer cannot be notified but can be directed to the appropriate governmental authority.

A. Parties must commit to comply with EU operators' obligations outlined under the EU's blocking statute.

B. Parties must commit that the transaction will be conducted in compliance with Canadian sanctions related to Iran.

C. Parties must commit to issue or receive all payments related to the contract via cross-border wire payments denominated in USD.

D. Parties must commit to avoid mentioning or including any reference to Iran in financial transactions related to the contract.

A. sending two different types of messages for the same payment but with completely different information.

B. the underrepresentation of a price of a product in order to transfer value from one jurisdiction to another.

C. deliberately changing or removing material information from payment messages or documents.

D. splitting cash deposits into smaller amounts to avoid a currency reporting threshold.