[2026] CSI Canadian Securities Course Exam 1

문제1

A large number of well-trained, willing-to-work individuals have given up trying to find employment. All else being equal, how will the labor market indicators be affected by this event.

A. A decrease in the structural unemployment rate.

B. An increase in the participation rate.

C. A decrease in the overall unemployment rate.

D. An increase in the labour force.

정답: C

설명: (Fast2test 회원만 볼 수 있음)

문제2

Which regulatory body is responsible for thesurveillanceof trading and market-related activities of participants on Canadian equity marketplaces?

A. OBSI

B. CIRO

C. OSFI

D. CSA

정답: B

설명: (Fast2test 회원만 볼 수 있음)

문제3

What is margin in an equity transaction?

A. Good-faith deposit to ensure the client will make future financial obligations

B. Loan that a dealer extends to a client to buysecurities.

C. interest paid by the client to borrows securities.

D. Amount paid by a client when he uses credit to buy securities

정답: B

설명: (Fast2test 회원만 볼 수 있음)

문제4

What is theImpact from a security price increase on the investorholding a long margin position?

A. The Investor must provide additional funds to cover the price difference

B. The investor will incur a loss equivalent lo the difference be-ween the purchase and sale price.

C. The investor has access to additional funds from the account available for withdrawal.

D. The investor must immediately pay interest on the excess margin amount

정답: C

설명: (Fast2test 회원만 볼 수 있음)

문제5

An emerging Canadian company is exploring the possibility of using hotwater springs to produce clear energy forremote rural communities.The company has strong human resource capital and few assets, and raised SI
20,000 through the Capital Pool Company program. Which option is best for this company to continue maximizing public exposure and raising capital?

A. Crowfunding

B. Escrowing shares

C. offering a greenshee option

D. Filling disclosure documents with SEDAR+.

정답: A

설명: (Fast2test 회원만 볼 수 있음)

문제6

What is the normal shape of a yield curve?

A. Upward slops

B. Downward slope

C. inverted

D. Humped

정답: A

설명: (Fast2test 회원만 볼 수 있음)

문제7

What is one key feature of a right?

A. The market values of rights are set when they ate issued and remain constant until expiration

B. Sharestrade ex-rights beginning one business day before therecord date

C. The subscription or offering price or rights is often set at the current market price of the shares.

D. Rights generally have very little time value because they have a short lifespan

정답: D

설명: (Fast2test 회원만 볼 수 있음)

문제8

Diana was appointed a senior vice president of the ABC inc. She is also a member of the board of XYZ Company where ABC inc, is a % stockholder. What best describes Diana's insider reporting obligations to the regulator?

A. Report her trading activity involving ABC Inc. stock and Issue a press re-case reporting tne holdings in XYZ Company.

B. Report her trading activity involving XYZ Company stock only.

C. Report her trading activity Involving both ABC inc. and XYZ Company stock.

D. Report her trading activity Involving ABC Inc. stock only.

정답: C

설명: (Fast2test 회원만 볼 수 있음)

문제9

What is a company likely trying -c achieve when ituses a stock spit as part of itscorporate strategy?

A. Decrease the share price

B. Prevent delisting from a stock exchange

C. Fewer outstanding shares

D. increase the share price

정답: A

설명: (Fast2test 회원만 볼 수 있음)

문제10

What is one key feature of futures?

A. Can trade on an exchange or over-the-counter market.

B. The buyer must pay theseller a feewhen the contract is entered Into.

C. Both parties to me contract must participate in The future Trade.

D. Parties are unable to offset the contract prior to expiration.

정답: A

설명: (Fast2test 회원만 볼 수 있음)

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